United States has been tested before, but history shows we shall not perish

A newly discovered 1823 Stone printing of the Declaration of Independence sold for $597,500 at a 2012 Heritage auction.

By Jim O’Neal

The 59th presidential election in 2020 was unusual in several aspects. Despite the complications of a lethal pandemic, voter turnout was remarkable, with more than 159 million or 66% of eligible voters casting their ballots. In recent years, 40% to 50% has been considered normal, a major slump from the 73% in 1900. Joe Biden’s 51.3% was the highest since 1932 – the first of FDR’s four elections. Both candidates snared over 74 million votes, which topped Barack Obama’s record of 69.5 million in 2008. (Biden’s 81 million is the most any presidential candidate has ever received.)

However, it is not unusual for an incumbent president to lose a bid for re-election. Ten presidents before President Trump suffered a similar fate starting with John Adams in 1800. This was the first election where political parties played a role and Adams’ own vice president defeated him.

Another unusual facet of 2020 was the delay in getting all the votes counted and then certified, along with an unprecedented number of legal actions asserting irregularities or voter fraud. Post-election polls indicate that a high percentage of Republican voters still believe that their candidate won. This is unfortunate since the United States has a long, impeccable reputation for smooth, peaceful transfers of power.

By contrast, throughout recorded history – at least from ancient Rome to modern Britain – all great empires maintained their dominance with force of arms and raw political power. Then, the United States became a global powerhouse and the first to dominate through the creation of wealth. It is a truly remarkable story, liberally sprinkled with adversity, financial panics, a horrendous Civil War and Great Depression without an owner’s manual or quick-fix guide. However, in 1782, Congress passed an act that declared our national motto would be E PLURIBUS UNUM (“One from many”), which, in combination with a culture of “can do,” bound us together and crowded out the skeptics and naysayers. In 1931, “In God we trust” was added just in case we needed a little divine help occasionally.

In the beginning, it was the land.

After Columbus stumbled into the New World while trying to reach Asia by sailing west, Europeans were eager to fund expeditions to this unknown New World. Spain was aggressive and hit the lottery, first in Mexico, followed by Peru. Portugal hit a veritable gold mine by growing sugar in Brazil using slave labor. Even the French developed a remarkable trading empire deep in America using fur trading with American Indians in the Great Lakes area and staking claims to broad sections of land. England was the exception, primarily since they were more focused on opportunities for colonization. The east coast of America had been generally ignored (too hot, too cold, no gold) until Sir Walter Raleigh tried (twice) to establish a viable colony in present day North Carolina. It literally vanished, leaving only a word carved on a tree: Croatoan.

However, the English were still highly motivated to colonize by basic economic pressures. The population had grown from 3 million in 1500 to 6 million in 1650, but without a corresponding increase in jobs. Hordes of starving people naturally gravitated to the large cities and the seaside. The largest was London, and it swelled to 350,000 people by 1650. To exacerbate the situation, the influx of gold and silver into Europe spiked inflation, making a difficult situation unsustainable. In the 16th century, prices rose a staggeringly 400%.

But we are living proof that England’s colonization of the Atlantic coast was finally successful in the 16th and 17th century. Colonial America grew and prospered as 13 colonies evolved into a quasi-nation that was on the verge of even greater accomplishments. However, by 1775 the greed of King George III became too much to tolerate and they declared their independence from Great Britain. The American Revolutionary War lasted seven years (1775-83) and the United States of America was established … the first modern constructional liberal democracy. Losing the war and the colonies both shocked and surprised Great Britain (and many others) and even today historians debate whether it was “almost a miracle” or that the odds favored the Americans from the start.

Then we began to expand across the vast unknown continent due to a series of bold moves. President Jefferson doubled the size of the nation in 1803 with the remarkable “Louisiana Purchase.” President Polk engineered a war with Mexico that concluded quickly with the United States taking control of most of the Southwest, followed soon by the annexation of the Texas Republic. The discovery of gold in the San Francisco area attracted people from all over the world. Despite all of this, not enough has been written about the strategic era just after the end of the Revolutionary War.

The Treaty of Paris signed on March 1, 1786, did far more than formalize the peace and recognize the new United States of America. Great Britain also ceded (despite objections of France) all the land that comprised the immense Northwest Territory. This was a veritable wilderness area northwest of the Ohio River totaling 265,878 acres, similar to the existing size of America, and containing the future states of Ohio, Indiana, Illinois and Wisconsin. With this and the Louisiana lands, the United States was eight times larger! In addition, the Northwest Ordinance included three astounding conditions: 1. Freedom of religion, 2. Free universal education and, importantly, 3. Prohibition of slavery.

Also consider that until that point, the United States did not technically own a single acre of land! Now we had an unsettled empire, double the size, north and west of the Ohio River, larger than all of France, with access to four of the five Great Lakes. And then there was the Ohio River itself, a great natural highway west!

This, my friends, is how you build a powerful nation, populate it with talent from all over the world, encourage innovation never seen before, and then trust the people to do the rest. Whenever we are temporarily distracted, have faith that this nation has been tested before and that government of the people, by the people, for the people shall not perish from the earth. As Aesop and his fables remind … United we stand. Divided we fall.

Intelligent Collector blogger JIM O’NEAL is an avid collector and history buff. He is president and CEO of Frito-Lay International [retired] and earlier served as chair and CEO of PepsiCo Restaurants International [KFC Pizza Hut and Taco Bell].

Here’s why Benjamin Rush is an unsung hero of the American Revolution

A Dr. Benjamin Rush autograph manuscript titled “References to texts of Scripture related to each other upon particular Subjects” sold for $5,975 at a February 2006 Heritage auction.

By Jim O’Neal

Early in 1813, two former U.S. presidents were in grief over the death of a mutual friend and colleague. Dr. Benjamin Rush had been responsible for reconciling the ex-presidents and healing the bitter rift that had grown worse after they left office. Now, Dr. Rush was dead and both John Adams and Thomas Jefferson were convinced that the eminent physician deserved to be honored for more than his enthusiasm for American liberty.

Benjamin Rush was born in 1746 in a small township a few miles outside of Philadelphia. Just 30 years later, he was one of the younger of the 56 men who bravely signed the Declaration of Independence (Edward Rutledge, age 26, was the youngest). Benjamin was 5 years old when his father died, but in a stroke of pure providence, his mother took notice of his remarkable intellect and was determined to see that her precocious youngster got special tutoring. She sent him to live with an aunt and uncle, who enrolled him in a boarding school run by the Reverend Samuel Finley, an academic who founded the West Nottingham Academy (1744) and later the College of New Jersey (Princeton University).

Rush (predictably) flourished in this rarefied intellectual atmosphere and at age 13 was admitted to Princeton. After graduating in one year, he was then apprenticed to Philadelphia’s foremost physician, Dr. John Redman. However, eager to continue his studies, he sailed to Scotland in 1766. He entered the University of Edinburg, rated the finest medical school in the British Empire. Again, serendipity reigned since this was the blooming of the Scottish Enlightenment. This period was coincidental with the European movement that encouraged rational thought, while resisting the traditional imposition of sovereign authority, especially from Great Britain. By divine providence, the American colonies were gradually drifting into similar territory and the example of taxation was considered undermining independent action, which curtailed liberty.

During the next three years, Rush not only became a fully qualified doctor of medicine, but was exposed to some of the greatest thinkers, politicians and artists that were alive. When he returned to Philadelphia, his bandwidth had continued to expand as he absorbed radical alternatives to conventional theories. He became obsessed with the concept of public service and a champion of the common man.

Establishing a medical practice was challenging since the poor represented the equivalent of today’s middle class and the wealthy naturally controlled the best and most experienced practitioners. Since Rush was now eager to help close social inequalities, he sought out the sick in the slums of Philadelphia and offered his services. He was forced to accept a position as professor of chemistry at the College of Philadelphia to bolster his income (his family had grown to 13) and, importantly, provide an outlet for his prodigious medical papers.

He is credited with being the first to highlight the deleterious effects of alcohol and tobacco, but in the process alienated both heavy users and most producers. Even more controversial was his anti-slavery position with the South growing more reliant on slave labor as the integral part of their agrarian economic development. With Great Britain seemingly intent on oppressing all Americans, the nation was inevitably being drawn into war. Dr. Rush was eager to leverage his medical skills to assist the military and was appointed Surgeon General of part of the Continental Army. His broad experience resulted in a pamphlet called “Directions for Preserving the Health of Soldiers.” He keenly observed that “a greater proportion of men have perished with sickness in our armies than have fallen by the sword.” Looming in the future, the Civil War and World War I would prove just how prescient he was.

Today, Dr. Benjamin Rush is generally forgotten or relegated to the second tier of Founding Fathers, an oversight that even Adams and Jefferson recognized when he died in 1813. It is a curious situation when one considers the sincere eulogies expressed by his colleagues and students. It’s estimated that he trained 3,000 doctors and his writings, both personal and technical, are astonishing in breadth and depth. Jefferson was effusive with his praise and John Adams declared he “knew of no one, living or dead, who had done more real good in America.” High praise from two such prominent men who were there to witness it.

Another man who benefited from association with Rush was the firebrand Thomas Paine, who generally falls into the same category. His publication of Plain Truth is one of the most powerful forces behind the colonies’ quest for independence from the British Crown. Never heard of it? That’s not surprising since Plain Truth was changed to Common Sense after Dr. Rush had Paine read him every line before it was published. He persuaded Paine to make the change and it remains the best-selling book in American history and set the colonies firmly on the road to independence.

When I view the current political landscape, I’m persuaded that all that’s missing is … Common Sense!

Intelligent Collector blogger JIM O’NEAL is an avid collector and history buff. He is president and CEO of Frito-Lay International [retired] and earlier served as chair and CEO of PepsiCo Restaurants International [KFC Pizza Hut and Taco Bell].

A little history helps put the 2020 election in perspective

This $1000 1882 Gold Certificate, Fr. 1218f (PCGS Very Fine 35) – with a vignette of Alexander Hamilton, the first Secretary of the Treasury – realized $293,750 at a January 2014 Heritage auction.

By Jim O’Neal

If our past is any guide to the future, I suspect that presidential politics will be a primary source of contention for several electoral cycles. The United States has produced some unusual presidential elections and the 2020 Biden vs. Trump race is not an isolated event that warrants exceptional anxiety.

A little history helps keep it in perspective.

During the 1787 Constitutional Convention, there was a long debate over the method for selecting a president. Among the proposals was whether the chief executive should be chosen by a direct popular election, by the Congress, by state legislators or intermediate electors. Direct election was rejected primarily because of a concern that common citizens would probably lack sufficient knowledge of the character or qualifications of candidates that would enable intelligent choices. Candidates would be spread throughout the 13 colonies and campaigning was not a viable option due to travel difficulties.

Letting Congress decide was quickly rejected since it would jeopardize the principle of executive independence. Similarly, allowing state legislatures to choose was turned down because the president might feel indebted to some states and allow them to encroach on federal authority.

Unable to agree, on Aug. 31, the Convention appointed a “Committee of Eleven” to resolve it. On Sept. 4, a compromise was agreed with each state appointing Presidential Electors, who would meet in their states and cast votes for two persons. The votes would be taken to Congress to be counted, with the candidate receiving a majority elected the presidential candidate and the second highest vice president. Since there was no distinction between which vote was specifically designed by position, the 12th Amendment was ratified 1804 to distinguish individual votes between the two offices.

Now the conventional election of president and vice president is an indirect election in which (only) citizens, who are registered to vote in Washington, D.C., or one of the 50 states, cast ballots for members of the Electoral College. Those electors cast the direct votes and it requires at least 270 electoral votes to win. In 1960, the 23rd Amendment granted D.C. citizens the same rights as the states to vote for electors, but they can NEVER have more votes than the least populous state. To date, they have never had more than three electors. Also, they do not have any rights to vote for senators or amendments to the Constitution.

For more than 200 years, Americans have been electing presidents using the Electoral College, but despite its durability, it is one of the least admired political institutions. Thomas Jefferson called it “the most dangerous blot on our Constitution.” It’s been an easy target for abolishment or modernization and polls consistently report citizens would much prefer a simpler direct election. However, amendments require a 2/3 majority in both the House and Senate or a complicated state ratification convention with 3/4 approval. This process has never been attempted.

This outdated system has led to a number of anomalies at times. In 1836, the Whigs tried a novel approach by running different candidates in different parts of the country. William Henry Harrison ran in New England, Daniel Webster in Massachusetts and Hugh White of Tennessee in the South. By running local favorites, they hoped to subsequently combine on one candidate or force the election into the House. The scheme failed when Democrat Martin Van Buren captured the majority.

Another quirk of fate occurred in 1872 when Democratic nominee Horace Greeley died between the popular vote and the meeting of the electors. The Democrats were left without an agreed candidate. Forty-two voted for Governor Tom Hicks … 18 for Gratz Brown … two for Charles Jenkins and three Georgia electors cast their votes for the dead Greeley (Congress refused to accept them).

In 1912, President William Howard Taft and ex-President Theodore Roosevelt caused a split in the Republican Party that allowed Democrat Woodrow Wilson to become president. On Oct. 14, just before a major speech, a fanatic named John Shrank stepped up, shouted something about a third term and shot T.R. in the chest. Roosevelt yelled at the crowd to stand back and declared “I will make this speech or die. It is one thing or the other!” He went on to make a 90-minute speech before heading for the hospital. The bullet had lodged in the massive chest muscles instead of penetrating the lungs! Wilson won but Taft finished a weak third place.

Lastly, compared to “the Revolution of 1800,” the 2020 election was mild and relatively free of widespread disorder. The 1800 campaign was so bitter that VP Aaron Burr ended up killing Alexander Hamilton in a duel and John Adams and Thomas Jefferson would not communicate with each other for 12 years.

Neither Abigail nor John Adams would attend the inauguration. Sound familiar?

Intelligent Collector blogger JIM O’NEAL is an avid collector and history buff. He is president and CEO of Frito-Lay International [retired] and earlier served as chair and CEO of PepsiCo Restaurants International [KFC Pizza Hut and Taco Bell].

Two very different men somehow helped us through our first 50 years

In an 1817 letter, former President John Adams reflects upon his old literary acquaintances in London who “have departed to a World where I hope there are neither Politicks or Wars” and yearns to visit London but realizes he “must soon commence an Eternity in other Worlds as I hope and believe.” The letter sold for $20,315 at an April 2007 Heritage auction.

By Jim O’Neal

One of the better-known historical dates of synchronicity is July 4, 1826. The 50th anniversary of the signing of the Declaration of Independence and the deaths of presidents John Adams and Thomas Jefferson. The lives and careers of these two men were uniquely intertwined many years before the formation of the United States and during the first 20 years of formal governance.

As the 50th anniversary of American independence grew near, there were widespread requests across the nation for people to share their perspectives on the events that led to this revolution and their personal memories, wisdom and the outcome of their actions. Many believed this was more divine intervention than mere coincidence. A special committee was formed to organize an event in Washington, D.C., featuring Adams, Jefferson and Charles Carroll of Maryland … the only three of the original 56 signatories still alive.

Both Adams and Jefferson were physical relics by then and unable to travel. Jefferson, however, managed to pen a reply in one final spasm of eloquence that electrified the Washington event attendees. He borrowed heavily from a speech by Englishman Richard Rumbold, a Puritan soldier convicted of treason and spoken from the gallows in 1685. This practice of using historical rhetoric to bolster effect was not viewed as literary theft or plagiarism. If Adams was “the voice” of revolution, then clearly Jefferson was “the pen.” During his second terms as president, the only known speeches were at his two inaugurations.

The third man, Charles Carroll (1737-1832), also did not attend, but is more than deserving of high praise and admiration. A Maryland planter, he was the wealthiest man in America with a fortune estimated at 2,100,000 pounds sterling. He was the only Catholic of the 56 men who were brave enough to sign the explosive Declaration at risk of British retaliation. He then went a step further and supported Washington’s forces using his personal wealth. There is a valid theory that the inclusion of religion per se in the First Amendment of the Constitution is due to Carroll’s actions.

He was considered to have been the best-educated Founding Father, speaking five languages fluently after 17 years of Jesuit education in France and England, where he joined the bar. He was born in Annapolis, Md., and was the first U.S. senator from that state. Although he owned 1,000 slaves on his 10,000-acre manor, he was vocal in supporting the ending of the practice, calling it “the most evil practice in America.”

There is a dramatic story involving his signing of the Declaration as plain “Charles Carroll” since there were many others with the same name. Upon hearing the comment, he returned to the document and added “of Carrolltown” to be sure the British knew which man to hang. He would later found the Baltimore and Ohio Railroad (B&O), as well as build the Phoenix Shot Tower, which was the tallest building in the nation until the Washington Monument.

Adams and Jefferson started colliding in Washington, D.C., when the first presidential election was held in 1787. It was just assumed that George Washington would be the first president and he was elected unanimously with all 69 electoral votes. It made sense that someone from the North should be vice president and John Adams beat out 10 other contenders. However, few realized that he was humiliated when he only received 34 votes, less than half of Washington’s tally. President Washington started with a small cabinet: Thomas Jefferson (State), Alexander Hamilton (Treasury), Henry Knox (War), and Vice President Adams.

“The vice president of the United States,” stipulated Article 1, Section 3 of the Constitution, “shall be president of the Senate, but shall have no vote, unless they are equally divided.” This is why many have looked on the position as “the most inconsequential position ever devised by man.” Except John Adams hadn’t been at the Constitutional Convention when the discussion was held. So he initially thought he would be debating with senators over policy, but only voting if there was a tie. There are recorded instances where Adams had the floor for nearly an hour! Can you imagine Mike Pence arguing with Chuck Schumer and Mitch McConnel in Senate debates today?

To make the situation worse, President Washington didn’t want him in Cabinet meetings.

Historian David McCullough best describes John Adams as a “brilliant, fiercely independent, often irascible, always honest Yankee Patriot who spared nothing in his zeal for the American Revolution.” My guess is we all have impressions about Thomas Jefferson: a tall, shy thinker who loved wine, books and admired the French. We know about Monticello, his many slaves and his relationship with Sally Hemmings. These were two very different men who somehow helped us through the first 50 years.

Where do you think our future leaders will take us?

I hope they serve Doritos!

Intelligent Collector blogger JIM O’NEAL is an avid collector and history buff. He is president and CEO of Frito-Lay International [retired] and earlier served as chair and CEO of PepsiCo Restaurants International [KFC Pizza Hut and Taco Bell].

Are we capable of dealing with the daunting tasks that face us? Of course we are!

A 1776 broadside printing of the Declaration of Independence, written by Thomas Jefferson, sold for $514,000 at an April 2016 Heritage auction.

By Jim O’Neal

Two U.S. presidents have been elected by the House of Representatives. John Quincy Adams became the sixth president (1825) when his chief opponent, Andrew Jackson, failed to win a majority of the electoral votes in the 1824 election. The House held a special election to decide the winner. Supposedly, a “corrupt bargain” between Adams and House Speaker Henry Clay vaulted Clay into the Secretary of State position.

John C. Calhoun easily won the vice-presidential vote and he served four years under JQA. When Jackson bounced back and won in 1828, Calhoun continued as vice president for three more years. Then he resigned and made a run for the nomination in a new party: the Nullifiers … the second third party to form (the Anti-Masons were the first third party).

Earlier, in 1801, Thomas Jefferson had been elected by the House after he tied with Aaron Burr in the general election. However, it took 36 votes in the House to break the tie. Alexander Hamilton finally persuaded the electors from New York to vote for Jefferson since he was “the lesser of two evils.” Two years later, Burr exacted his revenge by killing Hamilton in a duel.

Thomas Jefferson, author of the Declaration of Independence, was Adams’ vice president for four years and then served two terms as president. He had hoped that the young nation would expand across North America, becoming a great agrarian society. Instead, great cities evolved out of necessity to accommodate the millions of immigrants fleeing to the new republic with its fabled “streets paved with gold.” In 1800, Jefferson famously wrote: “When great evils happen, I am in the habit of looking out for what good may arise from them as consolations to us. … The yellow fever will discourage the growth of great cities in our nation; and I view great cities as pestilential to the morals, the health and the liberties of man.” In Jefferson’s time, the epidemics that repeatedly swept through large cities were especially lethal.

One poignant example occurred in the summer of 1793 when a massive epidemic of yellow fever hit Philadelphia, the largest city in America and temporary capital of the United States. It was caused by the mosquitoes that flourished in the muddy swamps in the area. Yellow fever is an acute, infectious viral disease transmitted by the bite of an infected female.

This episode was responsible for 5,000 deaths, or 10% of the population. An even bigger disaster was averted when President George Washington moved the federal government and nearly 40% of the inhabitants followed. Another mitigating factor helped when a savvy group of doctors imposed a quarantine on all ships and refugees from Philadelphia. Special guards were posted to the wharfs to ensure compliance and citizens were warned not to let any strangers into their homes.

When yellow fever returned to NYC in 1795, they were better prepared with a health department. But in 1798, yellow fever killed 2,086 people (one in 30), or the equivalent of 289,000 in today’s terms. The battle continued during the entire 19th century with major outbreaks in Baltimore, Boston, New Orleans and other southern cities. Eventually, a vaccine was developed.

Thomas Jefferson was eager to obtain what would become part of the Louisiana Purchase when Spain ceded much of North America to France. He dispatched James Monroe and Robert Livingston to France with an offer to buy 40,000 square miles for $10 million. The offer was refused, but Napoleon subsequently made an astonishing counteroffer … 827,987 square miles for $15 million! The offer was quickly accepted since it provided significant benefits. First, safety for shipping on the Mississippi River … a doubling of the size of the entire United States and, mostly, acquisition of the largest, most fertile track of land on Earth. It was enough land to entice migration from the East all the way to the Pacific Ocean. With this vast new area, there would be no need to congest into cities.

However, industrial America developed rapidly as a nation, but cities grew even faster. Masses of immigrants poured into America and a vast population shifted from the country to the city. Between 1860 and 1900, the rural population had doubled, but the number of city-dwellers quadrupled! The city became the supreme achievement of modern industry, the center of civilization. It spread out, built tall skyscrapers, mechanized factories and provided all the goods and services needed for workers.

On the other side of the ledger were the evils: ghettos for the poor, suburbs for the middle-class, exclusive neighborhoods for the wealthy, and ethnic neighborhoods for the immigrants. The city offered hope and opportunity, but it also brought despair. Overwhelming social problems, diseases, poverty, crime and strife between businesses and exploited workers. So we’re left with a few problems to solve:

  • Rising oceans, melting polar caps, tornadic storms, raging forest fires
  • Partially filled office buildings and empty, closed-down malls
  • AI and robots replacing undereducated workers
  • Rising rates of inequality
  • Systemic racism
  • More complex viral diseases as we get deeper into dark spooky places
  • Telemedicine in place of doctors
  • Remote learning

Are we capable of dealing with these daunting tasks? Just think about poor George Washington who had to flee when every tenth person was dying. Of course we are, but if we give up in despair, someone (probably China) will assume the leadership role and, in the process, set the world’s agenda. Leaders lead … others follow.

Intelligent Collector blogger JIM O’NEAL is an avid collector and history buff. He is president and CEO of Frito-Lay International [retired] and earlier served as chair and CEO of PepsiCo Restaurants International [KFC Pizza Hut and Taco Bell].

Treaty ended lingering questions about Spain’s 300 years in North America

The Mexican War diary of Sgt. George W. Myers details his company’s travels and military exploits from the time they left Baltimore in February 1847 until they returned to New Orleans from Mexico in July 1848. It sold for $10,625 at a March 2014 Heritage auction.

By Jim O’Neal

The Treaty of Guadalupe Hidalgo (Feb. 2, 1848) was a remarkable document. Primarily it was intended to officially end the Mexican-American War (1846-48). After being ratified by both countries, it was proclaimed on July 5, 1848. The war had started in April 1846 after the U.S. Congress overwhelmingly voted to support President James Knox Polk’s recommendation. For too many years, there had been a distracting dispute over the Republic of Texas and Polk had finally decided to elevate the issue in his hierarchy of priorities. He had committed to serving a single four-year term as president and was determined to resolve this issue in the limited time available.

The United States may have already had a legitimate claim on Texas, depending on how the legal boundary of the 1803 Louisiana Purchase from France was imagined. Some claimed that Texas was included (in toto) in the vast territory the United States had acquired under President Jefferson. Precisely what had been purchased was not clear since the wording of the agreement was vague and did not specify exact boundaries. Negotiations had intentionally avoided this level of detail in a rush to complete the deal.

Earlier, before the establishment of fixed boundaries, a Constitutional issue had questioned whether a formal amendment was required since the Constitution did not contemplate actions of this nature. In the end, it was decided to simply approve the purchase using a Senate-approved treaty and the vote was 24-7. It actually took until 1819 to resolve the boundaries and the fact that there were now 30,000 American settlers in Texas made it a rather moot point. However, military action was required to resolve the issue permanently.

There had been a chance to annex Texas in 1836 after the former province won its independence from Mexico, but the possibility of a war with Mexico delayed any action. However, in 1844, President John Tyler initiated negotiations with the new Republic of Texas and a Treaty of Annexation was agreed to. The U.S. Congress soundly rejected the treaty ostensibly because of the war issue, but really because admitting Texas to the Union would disturb the delicate balance of “free states-slave states.” Texas was firmly a slave state and would later secede from the Union and join the Confederacy during the Civil War.

John Tyler was elected the 10th vice president in 1840 on a ticket topped by William Henry Harrison, a military man born in 1773 and the last president born as a British subject in the 13 Colonies. Harrison died 31 days after being inaugurated, thus becoming the first president to die in office. After a brief debate, since the Constitution didn’t include any rules on presidential secession, Vice President Tyler became the 10th president. He holds the dubious distinction of serving longer than any president in U.S. history not elected to the office (four years minus 31 days).

However, he lost support for re-election in 1844 and on Aug. 20 dropped out of the race. In return, President-elect James Knox Polk agreed to support the Texas annexation. Lame-duck President Tyler managed to get a joint-resolution of annexation approved on March 1, 1845 … just three days before Polk’s inauguration. Texas was admitted to the Union on Feb. 19, 1846.

Now it was time to conclude the war with Mexico and all the lingering questions about Spain’s 300 years in North America. The Treaty of Guadalupe Hidalgo was a convenient mechanism since the Mexican Army was defeated and the capital was occupied. For $15 million, Mexico ceded 55 percent of its total territory, including present-day Arizona, California, New Mexico, Texas, Colorado, Nevada and Utah. The Louisiana Purchase had doubled the size of the United States and this treaty doubled it again … along with providing access to the Pacific Ocean.

President Polk served his four-year term and, as promised, declined to run again. On Nov. 7, 1848 – in the first instance of all states casting presidential ballots on the same day – General Zachary Taylor was elected president. James Polk returned to his home in Nashville, Tenn., and died on June 15, 1849, a mere 103 days after the inauguration … the shortest retirement in history. His mother Jane Knox would die in 1852, marking the first time a president was outlived by his mother.

Intelligent Collector blogger JIM O’NEAL is an avid collector and history buff. He is president and CEO of Frito-Lay International [retired] and earlier served as chair and CEO of PepsiCo Restaurants International [KFC Pizza Hut and Taco Bell].

What would Jefferson think of New York’s population, skyscrapers and deadly plague?

A signed 1786 letter in which Thomas Jefferson writes about Shay’s Rebellion, the national debt and foreign policy sold for $32,500 at an October 2018 Heritage auction.

By Jim O’Neal

I made a mistake 30 years ago when I began reading the six-volume biography of Thomas Jefferson by Dumas Malone. The first volume was published in 1948 – won the Pulitzer in 1975 – and ended with volume six in 1981 (The Sage of Monticello). Malone wrote in a chronicled-narrative style that was like readers catnip. I felt compelled to pick up any volume … start on any page … and not wonder what came before. 
 
Randomly picking up a volume to read was like opening a box of Cracker Jacks and eagerly looking for a prize, in this case, one of Jefferson’s many exploits: first secretary of state … second vice president … third president … second governor of Virginia … principal author of the Declaration of Independence … envoy to France … parttime inventor doubling the size of the United States for a mere $15 million (Louisiana Purchase) … commissioning the Lewis and Clark Expedition architect-builder of Monticello or ending up on sculptor Gutzon Borglum’s Mount Rushmore with George Washington, Abraham Lincoln and Teddy Roosevelt. 
 
Now, while becoming addicted to Governor Cuomo’s daily Covid-19 status reports, it has stirred old memories of Thomas Jefferson and I wonder what he would think about New York City with its millions of people, tall skyscrapers, massive hospital networks and the plague that has immobilized this amazing city. Early American cities were walking cities since only the affluent owned horses. As a result, beyond a few square miles, they were generally impractical. With the advent of crude mass transit like the omnibus (a wagon or small bus pulled by horses), cities expanded into larger metro areas. 
 
By 1855, there were 700 omnibus lines in a few cities transporting 120,000 passengers a day on bumpy, hand-carved cobblestone roads. This soon improved with the introduction of steel rails. By the 1880s, there were 525 horsedrawn rail lines in 325 cities. However, in addition to street pollution, horses broke down in alarming numbers, bringing an end to the production of buggy whips. 
 
The first electric trolley debuted in 1888 in Richmond, Va. Horses were quickly replaced by electricity and as early 1902, 97 percent of urban transit had been electrified. More than 2 billion passengers were riding on 22,000 miles of electric rails annually. Steampowered railroads, first introduced in the 1830s, continued to play an important role in transportation, but sheer size limited their use in cities with small, uneven roads. As the 19th century ended, electric trolleys dominated urban transportation, as steampowered locomotives focused on regional and transcontinental uses. 
 
Yet America’s largest cities, especially New York, had been trying to incorporate railroads as early as 1850. First was a rail line that followed the contours of the Hudson River and catered primarily to commuters. Then NYC introduced an elevated platform with full-size trains, electrified with a third rail providing the power and traversing above the city streets. Chicago and Boston tried similar versions until the 20th century introduced a new-modern concept for train transit. 
 
New York City pioneered the first subwayfull-size trains in massive tunnels that had been dug under city streets. The maiden trip was on Oct2, 1904, and eventually expanded to include 468 stations and 656 miles of commercial track. Thus, the worldfamous NYC subway system that we know today … and a detour to pose a question asked by historian Carl Becker: “What is still living in the political philosophy of Thomas Jefferson?” and your host’s amateurish reply. 
 
The first blow was the Civil War, which destroyed the political primacy of the South … slavery and the doctrine that the states were sovereign agents bound together in a federal compact. Then the 1890 census revealed that the frontier phase of America’s history, made possible by Jefferson, was gone. The 1920 census reported the majority of American citizens lived in urban rather than rural areas. These demographic changes transformed Jefferson’s agrarian vision into a nostalgic memory. 
 
Then the 1930s New Deal capped the urbanization, industrialization and increased density of the population. Roosevelt’s appropriation of Jefferson as a New Deal Democrat has been called “one of the most inspired acts of political thievery in American history.” In fact, the New Deal signaled the death knell for Jefferson’s cherished concept of a minimalist, centralized federal government. Undoubtedly, the massive military buildup to fight the Cold War was precisely the kind of “standing army” that Jefferson truly abhorred. 
 
Lastly, of course, was the modern Supreme Court decision in 1954 in Brown v. Board of Education (Topeka, Kan.). This was followed by all the other decisions regarding an equal, multiracial society. The intrusion into regular order made Jefferson’s belief in legal and physical separation of blacks and whites a literal anachronism. However, I suspect Mr. Jefferson, ever the pragmatic statesman, would observe that we should liberate ourselves from the dead hands of ancestors or predecessors ancient views and seek our own. 
 
Personally, I prefer Ronald Reagan’s uplifting words that we “pluck a flower from Thomas Jefferson’s life and wear it on our soul forever.”

Intelligent Collector blogger JIM O’NEAL is an avid collector and history buff. He is president and CEO of Frito-Lay International [retired] and earlier served as chair and CEO of PepsiCo Restaurants International [KFC Pizza Hut and Taco Bell]. 

Another milestone in American history just a few months away

This 1840 Silk Campaign Flag for William Henry Harrison realized $87,500 at a June 2018 Heritage auction.

By Jim O’Neal

Every four years, Americans get an opportunity to choose who will be president of the United States. To vote, people must be citizens, 18 years old and registered to vote. The actual direct voting is by delegates to an Electoral College, generally representing the Republican or Democratic political parties. Since 1789, 44 different men have occupied the Oval Office and Donald Trump is the 45th. Grover Cleveland accounts for the difference since he was elected twice, once in 1884 (#22) and again in 1892 (#24); he is the only president to serve two non-consecutive terms.

Of these 44 presidents, there is only one African-American and no women. One … John Quincy Adams … was selected by the House of Representatives in 1824 when none of the candidates received a majority of votes. In this century, George W. Bush and Donald Trump lost the popular vote, but had more votes in the Electoral College. Al Gore and Hillary Clinton placed second. Four of the presidents died in office and four were assassinated.

The first to die was William Henry Harrison in 1841 after serving only 31 days. John Tyler became the first vice president to assume the presidency without an election. To preclude any Constitutional uncertainty, Tyler immediately took the oath of office, moved into the White House and assumed full presidential powers. His political opponents argued (unsuccessfully) that he should be “acting president” until a new election was held. One president (Richard Nixon) resigned to avoid a trial in the Senate after the House of Representatives voted to impeach on three articles; he was virtually assured of conviction.

Each time, the nation withstood the shock of an unanticipated change and a safe transition was managed, almost routinely.

It is quite instructive to broadly categorize the men who have served in this office by analyzing their relationship with the people and the development of the nation. There are interesting correlations with the evolving role and power of the chief executive as the Union became more geographically diverse and ever-expanding. At times, it is arbitrary as the changes were often contentious, but society has flourished despite political discord. A few examples are all that space allows, but the story keeps getting more complex.

First consider the first five, from George Washington to James Monroe … both two-term presidents from Virginia (as were Thomas Jefferson and James Madison). Washington was elected unanimously twice, something Monroe nearly matched until one vote was cast to preserve GW’s record. Monroe served in the “Era of Good Feelings,” a time of harmony never to be replicated. These five presidents are easily labelled as “formative” in every sense of the word. There were few precedents to follow and the Constitution was uselessly vague on specifics.

Washington (1789-97) chose to meet primarily with the upper elite of society (eschewing the common man) and even assiduously avoiding shaking hands. He rode in a yellow chariot decorated with gilded cupids and his Coat of Arms. His executive mansion was staffed with 14 white servants and seven slaves. A different man might have easily assumed the role as king, irrespective of the war for independence. After all, that action was against King George III, the greedy British Parliament and taxation without representation. Further, he had been elected by a small group of mature (older) white men – and exclusively landowners, who numbered 6 percent of the total population.

Washington was acutely aware of the precedents he was setting and their historical importance. In 1789, he appeared before the Senate and presented an Indian treaty for approval. When the Senate decided to study it before approval, Washington huffed out after vowing to never appear before Congress again. It was a vow he kept. Similarly, when he refused to comply with a Congressional demand for his papers on the controversial Jay Treaty, he reminded Congress that the Constitution did not require their approval! Thus were the roots of executive privilege established.

When Washington declined a third term in 1796, George III famously declared, “If he does that, he will be the greatest man in the world.” He did and it was a precedent that spanned 144 years until Franklin Delano Roosevelt declared for the presidency a third time in 1940 (and won). From 1932 – with the Great Depression, the New Deal and the Second World War on the horizon – FDR had subsumed the federal government. To the common man, he epitomized the American landscape totally.

Other vivid examples include Jacksonian Democracy for the common man … the War with Mexico and the Western expansion of Manifest Destiny … Lincoln, his generals and the Civil War … Reconstruction without Lincoln’s wisdom … the Great War machine in the 20th century and the Cold War.

In a few months, we may have a chance to witness an inflection point in American history as another generation goes to the ballot box and votes. This time, voters will include women, blacks, Latinos, American Indians and Asians.

I plan to enjoy it.

Intelligent Collector blogger JIM O’NEAL is an avid collector and history buff. He is president and CEO of Frito-Lay International [retired] and earlier served as chair and CEO of PepsiCo Restaurants International [KFC Pizza Hut and Taco Bell].

‘Peace, commerce, honest friendship with all nations … entangling alliances with none!’

This haunting World War I recruitment poster (Boston Public Safety Committee, 1915), featuring art by Fred Spear, sold for $14,400 at a November 2018 Heritage auction.

By Jim O’Neal

World War I officially erupted in Europe on July 28, 1914. The following month, British commentator and author H.G. Wells wrote a series of articles that blamed the Central Powers (Austria-Hungary, Germany, Bulgaria and the Ottoman Empire) for starting the war. Wells also argued that eliminating militarism in Germany was essential to avoiding future wars. Subsequently, the articles appeared in a small book titled The War That Will End War. The book’s title was far too optimistic, but Mr. Well’s thesis about Germany’s military would prove to be eerily prophetic.

As the war inexorably spread throughout Europe, conventional wisdom dictated that the United States would never become directly involved due to long-standing political policies dating to its founding. George Washington’s famous Farewell Address in 1789 had warned us to “steer clear of permanent alliances” and Thomas Jefferson echoed these sentiments: “Peace, commerce and honest friendship with all nations … entangling alliances with none!”

The Germans were confident America would remain on the sidelines. Their surprisingly broad network of spies in the United States kept reassuring them of the strong sentiment to avoid foreign wars and misinterpreted pacificism as a sign of weakness. It had only been 49 years since the end of hostilities in the Civil War and the ashes were still warm. Furthur, the American army was small (ranking 17th in the world), had not been involved in any major operations, and lacked the modern equipment of the 20th century.

President Woodrow Wilson had been re-elected in 1916 under the slogan “He Kept Us Out of War” and the promise of four more years of peace was comforting. It further emboldened the Germans and they became even more provocative by implementing an “unrestricted” policy for their fleet of U-boat submarines in the Atlantic. They pledged to attack any ship irrespective of cargo or innocent civilians to buy enough time to conquer Great Britain. However, the sinking of the Lusitania proved to be one step too far.

On April 2, 1917 at precisely 8:30 p.m., President Wilson assembled both Houses of Congress, the Supreme Court and his Cabinet. In a 36-minute speech, he outlined the vicious attacks by Germany on our ships and the innocent lives lost. Finally, he concluded by formally requesting Congress to declare war on Germany (only). The final words were lost or unheard amid the boisterous cheering and flag-waving. Later, back at the White House, he expressed his feelings of wonderment and commented to his aides: “Just stop and think about what they were applauding…” Finally alone, he wept almost silently.

On April 6, Congress declared war on Germany and by June 25, the American Expeditionary Forces (AEF) arrived in France, led by General John J. “Black Jack” Pershing. On July 4, Independence Day, elements of Pershing’s force paraded in Paris. Pershing holds the distinction of being the first living general to be promoted to general of the Armies and allowed to select his own insignia. He chose four gold stars to distinguish his rank from generals who wore four silver stars. There is no record of any familial relationship to either of the Pattons.

Throughout the months that followed, fresh units continued to be added and World War I would end on the memorable point of time of 11 a.m. on the 11th day of the 11th month in 1918. President Wilson was awarded the 1919 Nobel Peace Prize, but was unable to convince the U.S. Congress to join the League of Nations. Absent the United States, there was not much hope in helping Europe avoid another war. It was time to bring the boys home. Among them was a young lieutenant who would rise to prominence as the supreme commander of U.S. forces when we returned 20-plus years for the second round of fighting.

In comparison to the choices of today, I REALLY like Ike!

Intelligent Collector blogger JIM O’NEAL is an avid collector and history buff. He is president and CEO of Frito-Lay International [retired] and earlier served as chair and CEO of PepsiCo Restaurants International [KFC Pizza Hut and Taco Bell].

Madison is certainly the father of the Constitution

This 1809 James Madison commemorative Indian Peace Medal realized $24,000 at an August 2019 Heritage auction.

By Jim O’Neal

It is mildly amusing to listen to members of Congress refer to the Founding Fathers whenever they’re trying to validate a political point or opinion (“That’s exactly what the framers intended when they wrote the Constitution!”). They seem to believe that our Founders held a Constitutional Convention (partially true), quickly hammered out a list of sacred provisions and then had each state ratify them en masse. Naturally, the real story is much more complicated and Constitutional scholars of today still debate various aspects of what is meant. Even the Supreme Court struggles to gain a consensus on “original intent.”

After the 13 American colonies tired of monarchical rule under King George III and Parliament, they decided to form an independent country. A committee was formed to start the ball rolling with a Declaration of Independence. Thomas Jefferson was formally elected to write the document and years later (1822), John Adams wrote a letter to Timothy Pickering explaining how Jefferson was selected: “First, he had a reputation for literature, science and a talent of composition. Though silent in Congress, he was prompt, frank, explicit and decisive upon committee and in conversation. He seized my heart and I gave him my vote. When he asked my reasons, I said – You are a Virginian and I am obnoxious and unpopular. Lastly, you can write 10 times better than I can!”

Following the American Revolutionary War (1775-1783), the 13 original states ratified Articles of Confederation that served as the first Constitution. The primary principle of these articles was to preserve the sovereignty and independence of each individual state. A weak central government was formed, but great care was taken to ensure that it did not have any more power than previously assumed by the British King and Parliament. This issue of maintaining states’ rights would continue to perplex any efforts to federalize.

The states continued struggling under several different forms of Articles, Confederations and Conventions … all with loosely defined laws and regulations. Important issues like foreign policy, taxation, currency and basic commerce were hindered by competing state interests. Even the U.S. Army was under the direction of a Congress that was not well organized. These and other issues greatly worried the Founders, who believed the Union, as it existed in 1786, was in serious danger of breaking apart.

So it is true that we look to the Founding Fathers when we examine the great American experiment in democracy. But, the question remains: To whom did they turn for wisdom and guidance? Many found inspiration from Great Britain in the previous century, when the conflict between the King and Parliament escalated into a civil war. The generally Puritan Parliament simply moved to abolish the monarchy, executed Charles I in 1649 for treason and bravely established England’s first and only Republic. Oliver Cromwell became Lord Protector of England, Scotland and Wales. However, his death in 1658 created a power vacuum that was filled by Charles’ eldest son. So not much was really accomplished and they reverted back to a King + Parliament that ruled with deficiencies that continue to exist today.

Besides, it was now crystal clear that major changes were needed in America and, finally, a Constitutional Convention was scheduled for May-September 1787 in Philadelphia. It was described as an effort to revise the league of states and many state delegates arrived assuming the purpose was to debate and draft improvements. However, powerful voices were determined to forge a powerful new national government. Among this group were James Madison and Alexander Hamilton, who intended to create a new government rather than tinker with fixing the existing one.

After a long hot summer of debate, 39 of the original 55 delegates signed the new Constitution. It was released to the public to debate and gain state ratification. They immediately hit a snag over the absence of a Bill of Rights. There had been discussions among the delegates over the need for such a bill, but it was rejected by the Convention. The lack of a Bill of Rights became a rallying cry for the anti-federalists until advocates for the Constitution (led by James Madison) agreed to add one in the first session of Congress. Ratified on Dec. 15, 1791, the first 10 amendments – called the Bill of Rights – include sweeping restrictions on the federal government to protect rights and limit powers. Delaware was the first state to ratify the Constitution and the last was Rhode Island.

I am solidly in the camp of those who regard James Madison as Father of the U.S. Constitution. One does not need to look any further. No other delegate was better prepared for the Federal Convention of 1787 and no one contributed more in shaping the ideas of the document and explaining its meaning. He was a proponent for a consolidated, central republic to replace the loose and dysfunctional alliance under the Articles of Confederation. The Virginia Plan he brought to Philadelphia became the basis for the Convention agenda. His wish to clearly establish the sovereignty of the national government over the states has proven to be very durable. In 230 years, over 10,000 attempts have been made to amend it and as of now, only 27 have succeeded.

I rest my case.

Intelligent Collector blogger JIM O’NEAL is an avid collector and history buff. He is president and CEO of Frito-Lay International [retired] and earlier served as chair and CEO of PepsiCo Restaurants International [KFC Pizza Hut and Taco Bell].